Utah
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83-0356689
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(State or Other Jurisdiction of Incorporation or Organization)
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(IRS Employer Identification No.) |
756 East Winchester, Suite 100
Murray, Utah
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84107
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(Address of Principal Executive Offices) | (Zip Code) |
Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☒
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Item 1 & 2.
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Plan Information and Registrant Information and Employee Plan Annual Information
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Item 8. |
Exhibits.
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Exhibit
Number
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Description
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4.1
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FinWise Bancorp 2019 Stock Option Plan (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the Commission on June 14, 2022)
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5.1
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Opinion of Kirton McConkie P.C. with respect to the legality of the securities being registered
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23.1
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Consent of Kirton McConkie P.C. (contained in their opinion, which is filed as Exhibit 5.1)
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23.2
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Consent of Moss Adams LLP
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24.1
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Power of Attorney (contained in the signature page hereto)
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107
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Filing Fee Table
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Exhibit
Number
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Description
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FinWise Bancorp 2019 Stock Option Plan (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the Commission on June 14, 2022)
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Opinion of Kirton McConkie P.C. with respect to the legality of the securities being registered
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Consent of Kirton McConkie P.C. (contained in their opinion, which is filed as Exhibit 5.1)
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Consent of Moss Adams LLP
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Power of Attorney (contained in the signature page hereto)
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Filing Fee Table
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FINWISE BANCORP:
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By:
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/s/ Kent Landvatter
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||
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Kent Landvatter
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President and Chief Executive Officer
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Signature
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Title(s)
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Date
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/s/ Kent Landvatter
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President, Chief Executive Officer (Principal Executive Officer) and Chairman of the Board
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November 23, 2022
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Kent Landvatter
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/s/ Javvis Jacobson
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Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)
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November 23, 2022
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Javvis Jacobson
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/s/ Howard I. Reynolds
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Vice Chairman of the Board
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November 23, 2022
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Howard I. Reynolds
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/s/ Alan Weichselbaum
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Director
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November 23, 2022
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Alan Weichselbaum
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/s/ James N. Giordano
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Director
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November 23, 2022
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James N. Giordano
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/s/ Thomas E. Gibson, Jr.
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Director
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November 23, 2022
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Thomas E. Gibson, Jr.
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/s/ Lisa Ann Nievaard
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Director
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November 23, 2022
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Lisa Ann Nievaard
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/s/ Jeana Hutchings
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Director
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November 23, 2022
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Jeana Hutchings
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/s/ Gerald E. Cunningham
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Director
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November 23, 2022
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Gerald E. Cunningham
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Re: |
Securities Being Registered under Registration Statement on Form S-8
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Very truly yours,
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/s/ KIRTON McCONKIE
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Security
Type
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Security
Class
Title
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Fee
Calculation
Rule
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Amount
Registered (1)
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Proposed
Maximum
Offering
Price
Per Unit
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Maximum
Aggregate
Offering
Price
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Fee Rate
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Amount of
Registration
Fee
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Fees to Be Paid
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Equity
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Common Stock,
$0.001 par
value per share
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Rule 457(c) and
Rule 457(h)
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500,000
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$9.10 (2)
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$4,550,000
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0.00011020
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$501.41
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Total Offering Amounts
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$4,550,000
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$501.41
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Total Fee Offsets
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$0
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Net Fee Due
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$501.41
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(1) |
Together with an indeterminate number of additional shares which may be necessary to adjust the number of shares reserved for issuance pursuant to the FinWise Bancorp 2019 Stock Option Plan, as amended, as
the result of a stock split, stock dividend or similar adjustment to the outstanding common stock, $0.001 par value per share, of FinWise Bancorp (the “Common Stock”) pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the
“Securities Act”).
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(2) |
Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and (h) under the Securities Act, based upon the average of the high and low market prices of the Common Stock as
reported on the NASDAQ Stock Market on November 16, 2022.
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