SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Thiessens Richard

(Last) (First) (Middle)
C/O FINWISE BANCORP
756 EAST WINCHESTER ST, SUITE 100

(Street)
MURRAY UT 84107

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/30/2024
3. Issuer Name and Ticker or Trading Symbol
Finwise Bancorp [ FINW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share 5,638 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (1) 01/01/2031 Common Stock, par value $0.001 per share 1,800 4.5 D
Employee Stock Option (Right to Buy) (2) 06/09/2032 Common Stock, par value $0.001 per share 2,874 13.04 D
Employee Stock Option (Right to Buy) (3) 01/01/2030 Common Stock, par value $0.001 per share 300 3.64 D
Employee Stock Option (Right to Buy) (4) 04/18/2033 Common Stock, par value $0.001 per share 4,128 8.63 D
Explanation of Responses:
1. The option, representing a right to purchase a total of 4,500 shares, became exercisable in five substantially equal installments beginning on January 1, 2021, which was the first anniversary of the date on which the option was granted.
2. The option, representing a right to purchase a total of 2,874 shares, became exercisable in three substantially equal installments beginning on June 9, 2023, which was the first anniversary of the date on which the option was granted.
3. The option, representing a right to purchase a total of 1,500 shares, became exercisable in five substantially equal annual installments beginning on January 1, 2021, which was the first anniversary of the date on which the option was granted.
4. The option, representing a right to purchase a total of 4,128 shares, vests in three substantially equal installments beginning on April 18, 2024, which is the first anniversary of the date on which the option was granted.
Remarks:
/s/ Richard Thiessens 02/09/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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